Business
170 Companies Conduct Rule 506 Offerings
Since Rule 506(c) of Regulation D became effective, more than 170 issuers used the rule to conduct their offerings.…
News
The JOBS Acts Benefits For Foreign Issuers
Less has been said about the JOBS Acts benefits for foreign issuers seeking to enter U.S. markets using going public transactions.
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Business
Seed Shareholders In Going Public Transactions
The going public process involves a number of steps that vary depending on the characteristics of the private company wishing to go public, and whether it will become an SEC…
News
Equity Lines In Going Public Transactions
In going public transactions, issuers consider many captial raising options. One capital raising option is the equity credit Line Most equity lines are structured so that the investor enters into…
Business
MJDS For Canadian Issuers In Going Public Transactions
The Multijurisdictional Disclosure System (“MJDS”) was adopted in July 1991 by the SEC and Canadian Securities Administrators to facilitate cross-border public offerings of securities between the U.S. and Canada.
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Business
Crowdfunding in Going Public Transactions
Recently the SEC published its new rules for equity crowdfunding offerings, called “Regulation Crowdfunding,” or “Reg CF” for short. The rules have yet to be finalized, and the Commission is…
Business
Sponsoring Market Makers in Going Public Transactions
One step in going public transactions is obtaining a stock trading or ticker symbol from FINRA. For a company to obtain a ticker, a sponsoring market maker must submit an…
Business
Going Public Question And Answer
Going public is a big step for any company. The process of “going public” is complex and at times precarious.…
Business
Going Public On The Pink Sheets Using Form 211
Private companies seeking to go public are opting to list on the OTCMarkets /www.otcmarkets.com> OTC Pink Current tier. Companies seeking to public company status can list on the OTC Pink…
Business
Regulation S And Foreign Issuers
Foreign private issuers may raise capital in the U.S. by filing a registration statement under the Securities Act of 1933, as amended (the "Securities Act") or by selling securities that…