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277: Crowdfunding in Going Public Transactions
Recently the SEC published its new rules for equity crowdfunding offerings, called “Regulation Crowdfunding,” or “Reg CF” for short. The rules have yet to be finalized, and the Commission is currently asking for public comment on the 585-page document.

278: Sponsoring Market Makers in Going Public Transactions
One step in going public transactions is obtaining a stock trading or ticker symbol from FINRA. For a company to obtain a ticker, a sponsoring market maker must submit an application on Form 211 on the issuer’s behalf.


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